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Evaluation of CIHR's HIV/AIDS Community-Based Research Program - Final Report

Appendix A: Evaluation Matrix

Table of Contents ]

Table 1: Evaluation matrix - CIHR HIV/AIDS CBR Program
Issues/questions Indicators Data sources/methods
Rationale/relevance
1. Are the objectives of the HIV/AIDS CBR Program relevant to:
  • The Federal Initiative (FI) to Address HIV/AIDS in Canada?
  • The Strategic Plan for the CIHR HIV/AIDS Research Initiative?
  • Alignment between the objectives of the FI and funded projects
  • Alignment between the objectives the CIHR Strategic Plan and funded projects
  • Key informant opinion about the alignment between the Program and the FI/CIHR Strategic Plan
  • Document review
  • File review
  • Key informant interviews
2. Is there a continued need for the HIV/AIDS CBR Program and each of its funding streams and funding tools?
  • Communities and academia are submitting proposals for funding (by stream and funding tool)
  • Trend over time in the number of proposals submitted (by stream and funding tool)
  • Evidence of complete commitment of funding (by stream and funding tool)
  • Key informant opinion about the consequences of funding not being available
  • File review
  • Key informant interviews
  • Stakeholder consultation
3. What community-based research needs, if any, is the Program unable to meet? How could the Program be adapted to meet these needs?
  • Evidence of qualified proposals being denied funding due to budget limitations
  • Key informant opinion about the appropriateness of the available suite of funding tools
  • Key informant opinion about the appropriateness of the types of projects being funded/
  • Key informant opinion on unmet research needs
  • Key informant suggestions for modifications to the suite of available funding streams and tools
  • File review
  • Key informant interviews
  • Stakeholder consultation
Design/delivery
4. How is the HIV/AIDS CBR Program promoted? Have the promotional activities been effective in reaching relevant stakeholder groups? What other methods could be used to promote the Program?
  • Identification of promotional activities undertaken
  • Role and effectiveness of Community-Based Research Facilitators in promoting the program
  • Key informant perceptions of awareness of relevant stakeholder groups (Aboriginal communities, academics, HIV/AIDS organizations)
  • Key informant perceptions of effectiveness of promotional activities (by stream and funding tool)
  • Key informant suggestions for other promotional activities
  • Document review
  • Key informant interviews
  • Case studies
  • Stakeholder consultation
5. How effective is the design of the HIV/AIDS CBR Program in promoting community involvement in all stages of the research process?
  • The level of community involvement in each stage of the research process
  • Key informant perceptions of the barriers to community involvement
  • Equality of partnerships between community and academia
  • Document review
  • Key informant interviews
  • Case studies
  • Stakeholder consultation
6. Is the application process accessible to communities and academia? What improvements, if any, should be made to the application process?
  • Definition of application processes
  • Applicants' experience completing registration and application forms
  • Ability of applicants to provide the required information (e.g., completion of CVs, provision of letters of community support, provision of letters from collaborators)
  • Key informants' perceptions of the quality and completeness of applications
  • Key informant suggestions for modifications to the application process
  • Document review
  • Key informant interviews
  • File review
  • Case studies
  • Stakeholder consultation
7. How effective is the HIV/AIDS CBR Program review process?
  • Community participation in Merit Review Committees
  • Provision of feedback to applicants
  • Helpfulness of feedback
  • Clarity of criteria/guidelines for judging proposals
  • Achieving appropriate balance between scientific merit and potential impact
  • Reasons for rejected proposals (by stream and funding tool)
  • Document review
  • Key informant interviews
  • File review
  • Case studies
  • Stakeholder consultation
8. To what extent are approved applicants able to meet the conditions required for the release of program funds? What assistance, if any, do applicants need in meeting these requirements?
  • Definition of requirements for release of funds
  • Applicants' experience fulfilling the requirements for release of funds (e.g., obtaining ethics approval, completing budget forms, submitting revenue information)
  • Key informants' suggestions for additional assistance that could be provided to applicants
  • Document review
  • Key informant interviews
  • File review
  • Case studies
  • Stakeholder consultation
9. Are applicants meeting the specified reporting requirements? To what extent do the reporting requirements facilitate performance monitoring?
  • Definition of reporting requirements
  • Evidence of applicants submitting the required reports (i.e., interim reports, final reports, and financial reports)
  • Quality of reports submitted
  • Key informants' descriptions of how project reports are used to monitor performance
  • Document review
  • Key informant interviews
  • File review
  • Case studies
  • Stakeholder consultation
10. How does the CIHR CBR funding approach compare to approaches taken by other CBR programs?
  • Review of evaluations of other CBR programs
  • Stakeholder experience with other funding programs
  • Document review
  • Key informant interviews
  • Stakeholder consultation
Success/impacts
11. What are the perceived outputs, outcomes, and impacts of the research that this program funds?
  • Stated outputs, outcomes, and impacts of individual research projects
  • Key informant perceptions of program outputs, outcomes, and impacts
  • File review
  • Key informant interviews
12. What progress has the HIV/AIDS CBR Program made toward delivering immediate and intermediate outcomes?
  • Reported outcomes from funded projects (by stream and funding tool)
  • Key informant perceptions of progress
  • File review
  • Key informant interviews
  • Case studies
13. To what extent has the HIV/AIDS CBR Program increased stakeholder involvement in research?
  • Level of partner involvement in projects
  • Key informants' assessment of the strength of relationships between communities and academia
  • Description of how funded projects have enhanced community research capacity
  • File review
  • Key informant interviews
  • Case studies
14. To what extent have the results of CBR research been shared with stakeholders?
  • Description of the steps funding recipients have taken to share research results with communities (by stream)
  • File review
  • Key informant interviews
  • Case studies
15. To what extent have the results of CBR research enabled communities to address issues based on evidence?
  • Key informants' perceptions of how communities are using the results of CBR research to address issues
  • Key informant interviews
  • Case studies
16. To what extent would this research have been conducted without the HIV/AIDS CBR Program?
  • Key informant knowledge of alternate funding sources
  • Key informant interviews
  • Stakeholder consultation
17. What changes can be made to improve the Program's performance or likelihood for success?
  • Key informants' suggestions for program improvements (by stream and funding tool)
  • Identification of factors leading to failure to deliver on expected results
  • Key informant interviews
  • Stakeholder consultation

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